Sumner Harrington Ltd.


Sumner Harrington Ltd. is a privately held investment firm based in Minneapolis. We were founded in 2001 with one purpose: to help create fixed-income securities – retail notes – for a market demanding greater financing and investment options.

Sumner Harrington, a registered broker-dealer and FINRA member firm, is the exclusive manager of renewableNOTESSM programs.

For investors, we’re a dedicated information resource about renewableNOTESSM and the corporations issuing them. The offering prospectus and our easy-to-understand marketing materials and professional investor service representatives support informed decisions. After the purchase, we deliver timely, accurate reporting about each renewableNOTESSM holding, and assist investors with questions or changing investment needs.

For issuers, Sumner Harrington is the single resource required to create and manage a renewableNOTESSM program. We provide all the knowledge, tools and support vital to a successful program including corporate finance services, full marketing and advertising support, back-office processing, investor relationship management, and ongoing offering administration.

Sumner Harrington has a balanced perspective on the needs of both corporate issuers and individual investors. Every day, our senior management team applies decades of experience in:

  • Investment banking
  • Corporate financial
    management and treasury
  • Financial planning
  • Information technology
  • Direct marketing

With this combination of skills, we are uniquely qualified to • structure and price retail securities appropriately, working closely with treasury and finance departments; • reach qualified investors effectively through direct response marketing; and • manage administrative and reporting details of renewableNOTESSM programs for issuers and investors alike.